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论文编号：	8078
作者编号：	1120120776
上传时间：	2015/12/16 13:35:36
中文题目：	国际化过程中企业网络、知识搜寻双元均衡对创新绩效的影响机制研究
英文题目：	Research on the Influence Mechanism of Inter-Firm Network, Knowledge Search and Its Ambidexterity on Innovation Performance in the Process of Enterprise Internationalization
指导老师：	许晖
中文关键字：	企业网络；知识搜寻；双元性；创新绩效；企业国际化
英文关键字：	interfirm network; knowledge search; ambidexterity; innovation performance; Chinese internationalizing enterprises
中文摘要：	伴随着全球经济一体化的加快和新兴经济体的快速发展，国际市场竞争环境日益动荡和复杂，为应对日益加剧的环境不确定性带来的挑战，国际化企业需要重新审视自身所处的国际产业分工格局，在变革的产业组织形式和如今的开放式创新范式下积极参与全球竞争与合作，借助全球网络平台获取生存和发展所需的互补性资源并主动构建关键性的产业互动关联以实现向全球价值链高端的转移。对于我国国际化企业而言，如何在复杂多变的国际环境中通过开展知识搜寻以获取创新所需互补性资源，从而挖掘和整合多样化和异质性的知识资源以提升自主创新能力成为学术界和实践界共同关注的热点和难点问题。在创新范式日益呈现开放式和网络化特征的背景下，企业网络对于技术创新的重要意义己得到学术界的广泛认可，同时知识搜寻带来的组织学习与创新也成为我国本土企业在全球网络中实现自主创新能力提升和战略升级的关键途径。然而网络理论的现有研究文献对于企业网络与知识搜寻作用于创新绩效的内在影响机制和作用情境仍不甚明了，并得出并不一致的研究结论，形成了网络嵌入性悖论等矛盾和困境；同时学者们多从知识获取和组织学习的整体角度入手，并未深入探讨网络特征对知识获取过程中知识搜寻阶段的影响。此外，知识搜寻的相关研究主要强调其对于企业创新的影响作用，但对知识搜寻策略的概念和分类标准模糊不清，缺乏一个整合的概念加以协调，也并未系统考察知识搜寻不同策略间是否存在最佳平衡点、如何通过平衡来取得最佳的搜寻效果等问题。为此，本研究试图能够打开企业网络对创新绩效作用机制的黑箱，本文整合网络理论和组织搜寻理论，结合我国企业国际化管理实践的研究情境，基于双元性视角对知识搜寻策略加以区分和界定，并深入探讨企业网络影响知识搜寻策略及创新绩效的内在机理和演化过程。本文基于上述管理实践与研究背景，以我国国际化企业为研究对象，采用定性和定量研究相结合的混合研究方法围绕企业网络如何影响创新绩效这一核心问题展开探讨，并构建了“企业网络-知识搜寻-创新绩效”的理论框架。本文的结论主要包括：（1）知识搜寻及其双元均衡正向影响企业创新绩效，企业网络通过知识搜寻策略进而作用于创新绩效；（2）企业所处环境动荡性越高，国际市场知识搜寻对创新绩效的促进作用更为显著，而企业吸收能力越高，国内知识搜寻对创新绩效表现出更大的正向影响作用；（3）企业网络与知识搜寻策略间存在耦合性和协同演化关系，国际化企业在技术和市场的职能域中采取探索性和开发性的知识搜寻活动，借助域内均衡和域间均衡等方式实现知识搜寻双元平衡，伴随着企业国际化进程的深化和企业网络结构的调整，二者的相互匹配和协同演化能持续提升企业创新绩效。本文的价值和创新之处主要体现在：第一，对知识搜寻的概念框架进行深化和拓展，从知识类型和知识距离的角度区分了知识搜寻策略，并检验了知识搜寻策略及其双元均衡对创新绩效的不同影响。第二，揭示了企业网络通过知识搜寻作用于创新绩效这一内在机制的黑箱，建立了“企业网络-知识搜寻-创新绩效”的理论框架，有助于解释网络嵌入性悖论，并综合了组织和环境的情境因素探讨企业在多种因素共同影响下的知识搜寻策略选择。第三，采用动态的研究视角，通过案例揭示企业网络与知识搜寻的相互耦合与协同演化及其对创新绩效的影响，有利于明确我国国际化企业在全球网络情境下的知识搜寻策略选择和创新能力提升路径。本论文共包括七部分内容，结构安排如下：第一章介绍本文的现实背景和理论背景、明确本文的研究问题和内容、研究方法以及总体的框架体系，并提出本文的研究意义和创新点。第二章系统梳理组织搜寻、企业网络和双元性理论的相关研究文献，为后续研究奠定文献基础和理论支撑。第三章根据本文的研究目标和内容，构建整体研究模型并介绍本研究将采用的混合研究方法及整体研究设计思路。第四章内容针对企业网络、知识搜寻及其双元均衡对创新绩效的影响机制进行理论推导，分别发展主效应和调节效应的假设关系。第五章通过规范的量表开发和数据分析流程对理论模型和研究假设进行检验，以中国国际化企业样本数据验证企业网络通过知识搜寻对创新绩效的作用机制，并基于权变视角考察不同的组织和环境情境下，知识搜寻对创新绩效的影响机制是否存在差异。第六章采用纵向多案例研究方法选取了四家具有代表性的我国国际化企业展开案例分析，研究结果揭示了企业网络与知识搜寻相互耦合和协同演化的过程和路径。第七章总结了本文的研究内容与研究结论，提出研究贡献和管理启示，并针对本文的研究不足和局限指出未来研究方向。
英文摘要：	Along with the speeding up of global economic integration and rapid development of emerging economies, the international competition environment is increasingly volatile and complex. In response to the challenges of growing environmental uncertainty, the internationalizing enterprises need to re-examine their pattern of the international industrial division, actively participate in global competition and cooperation under the situation of industrial organization form changes and open innovation paradigm, take the initiative to build interactive key industry relevance with the help of a global network platform for complementary resources required for the survival and development, so as to realize the transfer to the high-end of global value chain. It is becoming hot issues and mutual interest of academia and practice field that for Chinese internationalizing enterprises, how to acquire complementary resources for innovation in the complicated and changeable international environment and to excavate and integrate diverse and heterogeneous knowledge resources to enhance the independent innovation ability. Under the background of open innovation paradigm and innovation network, the importance of interfirm network on technological innovation has widely recognized by the academic, at the same time organizational learning and innovation resulting from knowledge search has become critical path for China's local enterprises to realize the promotion of independent innovation ability and strategic upgrade in the global network. However, the existing research literature of Network theory has not explained the internal influence mechanism of interfirm network on knowledge search and their role on innovation performance, and is not consistent with the research conclusion, which forming the network embeddedness paradoxes. At the same time, scholars usually focus on the overall process of knowledge acquisition and organizational learning, but did not delve into the role of network characteristics on knowledge search phase in the process of knowledge acquisition. In addition, the research of knowledge search focuses on its influence on enterprise innovation, but the concept and classification standards of the knowledge search are fuzzy, lack of coordination and an integrated concept, and it also did not pay attention to whether there is a balance between different strategies of knowledge search, how to balance them so as to achieve the best effect of knowledge search. Therefore, this study tried to open black box of the effect mechanism of interfirm network and innovation performance, this paper integrated network theory, organizational search theory and management practice of Chinese internationalizing enterprises, define and distinguish knowledge search strategy based on ambidexterity theory, and explore internal mechanism and evolution process of interfirm network on knowledge search strategy and innovation performance. Based on the above management practice and research background, with the Chinese internationalizing enterprises as research object, the thesis adopts mixed research method, which combines qualitative and quantitative research methods to discuss the question “how interfirm network influence innovation performance”, and constructs the theoretical framework of "interfirm network - knowledge search - innovation performance". The conclusion of this article mainly includes: (1) knowledge search and its ambidexterity positively influence innovation performance, and interfirm network effect innovation performance via knowledge search strategy;(2) the higher the volatility of environment, the effect of knowledge search in international market on innovation performance is more significant, and the higher the absorptive capacity of an enterprise, local knowledge search generates greater innovation performance;(3) there exists the coupling and co-evolution relationship between enterprise network and knowledge search strategy, internationalizing enterprises carry out explorative and exploitative knowledge search, achieve ambidexterity through balance within and across domains, and along with the deepening of internationalization and network structure adjustment, the fit and co-evolution of interfirm network and knowledge search could promote innovation performance continuously. Value and innovation of this article is mainly included in the following aspects: first, to deepen and expand the concept of knowledge search conceptual framework, from the perspective of knowledge type and knowledge distance to distinguish the knowledge search strategies, and examine the influence of knowledge search strategy and its ambidexterity on innovation performance. Second, reveals intrinsic mechanism of the interfirm network on innovation performance via knowledge search, and established a theoretical framework of "interfirm network - knowledge search - innovation performance", which helps to explain the network embeddedness paradox, and analyze knowledge search strategy choice under the influence of the organization and environment factor. Third, based on dynamic research perspective, reveals the mutual coupling and co-evolution and the influence on innovation performance between interfirm network and knowledge search through longitudinal case study of fours typical cases, which is conducive to clarify the knowledge search strategy choice and path of innovation ascension of Chinese internationalizing enterprises in the circumstance of global interfirm network. This thesis includes seven parts, and the structure is arranged as following: the first chapter introduces the realistic background and theoretical background, specifies the research question and the content, research methods and the overall framework of this article, and puts forward the research significance and innovative points. The second chapter reviews organization search, network theory and ambidexterity theory of the related research literature, in order to lay a foundation of literature basis and theoretical support for follow-up study. In the third chapter, according to the research goal and the content of this article, the overall research model is built and introduces hybrid research method adopted in this study and the overall study design. The fourth chapter deduces the influencing mechanism of enterprise network on knowledge search and innovation performance, and develops the hypothesis based on the main effect and moderating effect. The fifth chapter, data of Chinese internationalizing enterprises is used to conduct hypothesis test of the theoretical model through standardized process of scale development and data analysis, and to probe if there is a difference of the mechanism based on the contingency perspective of different organizations and environmental situation. In the Sixth chapter through longitudinal case study, four typical cases from Chinese internationalizing enterprises are selected to reveal the coupling and co-evolution path and process between enterprise network and knowledge search. The seventh chapter summarizes the research contents and research conclusions, the theoretical contribution and management implications, and points out the future research direction according to the limitations of this paper.
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