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论文编号：	14723
作者编号：	2120223670
上传时间：	2024/6/6 23:37:17
中文题目：	重污染行业企业绿色转型的路径研究——基于TOE理论框架
英文题目：	Research on the path of green transformation of enterprises in heavy polluting industries：Based on TOE theoretical framework
指导老师：	牛建波
中文关键字：	绿色转型；重污染行业企业；TOE理论；模糊集定性比较分析（fsQCA）
英文关键字：	Green transformation; Enterprises in heavily polluting industries; TOE theory; Qualitative Comparative Analysis of Fuzzy Sets (fsQCA)
中文摘要：	在2020 年9月举行的联合国大会上，中国国家主席习近平发表演讲，承诺 中国将增强其国家自主贡献，致力于在2030年之前实现碳排放达到峰值，以及 在2060 年之前实现碳中和。此举标志着中国在远低于发达国家历时的时间框架 内，计划完成碳中和目标。进一步地，在2021年3月发布的“十四五”发展规 划中，中国在双碳（即碳达峰和碳中和）战略框架下，多次强调了绿色转型对于 污染严重、能耗高的重污染行业的重要性。“十四五规划”明确鼓励对于重污染 行业这种整治重点领域的企业积极进行绿色技术创新，并推动重要产业及关键领 域向绿色转型过渡。 在响应习近平提出的“绿色”新发展理念，中国国务院发展改革委员会强调 了积极培育绿色产业和加速构建企业绿色技术创新体系的重要性，旨在促进企业 的绿色转型与升级。特别是在实现“双碳”目标的战略框架内，对于重污染行业 的企业而言，绿色转型成为实现高质量发展的关键途径之一。因此，探究这些行 业企业进行绿色转型的驱动机制，不仅对于企业自身的可持续发展具有深远的意 义，也对于国家实现其环境和发展目标至关重要。这要求对相关政策、市场需求、 技术创新及其它潜在驱动因素进行深入分析，以识别并优化促进重污染行业企业 绿色转型的策略和措施。鉴于目前对于绿色转型的研究局限于宏观层面，如产业 或区域绿色转型，对于具有明显个性化特征的企业绿色转型关注不足，且对于绿 色转型的研究更多地采用线性实证回归的方法，因此，本文创新性地提出了驱动 重污染行业企业绿色转型路径的TOE整合性理论框架，并采用模糊集定性比较 分析方法（fsQCA）对中国 27 家重污染行业上市企业的案例进行组态分析，一 方面补充微观企业绿色转型的研究，另一方面探索不同实证研究方法在绿色转型 研究中的应用。研究发现：（1）重污染行业企业绿色转型是多重因素联合作用的 结果；（2）3条路径均能促进重污染行业企业绿色转型，即技术驱动型绿色转型、 绿色创新能力—环境驱动型绿色转型和资源整合能力—资源驱动型绿色转型，技 术因素尤其是绿色创新能力在其中发挥了重要作用；（3）低企业绿色转型的驱动 路径与高企业绿色转型不存在对称关系；（4）良好的绿色创新能力是重污染行业 企业绿色转型不可或缺的条件。研究结论不仅为环保政策的制定提供了相关建议， 也为重污染行业企业高效实现绿色转型提供了实践经验。
英文摘要：	The move marks China's goal of achieving carbon neutrality in a timeframe far below that of developed countries. Further, in the 14th Five-Year Development Plan released in March 2021, China has repeatedly stressed the importance of green transformation for heavily polluting industries with heavy pollution and high energy consumption under the framework of the dual-carbon (i.e. carbon peaking and carbon neutrality) strategy. The 14th Five-Year Plan clearly encourages enterprises in the key areas of remediation, such as heavily polluting industries, to actively carry out green technology innovation, and promote the transition of important industries and key areas to green transformation. Especially within the strategic framework of achieving the "dual carbon" goal, for enterprises in heavily polluting industries, green transformation has become one of the key ways to achieve high-quality development. Therefore, exploring the driving mechanisms of green transformation by enterprises in these industries is not only of profound significance for the sustainable development of enterprises themselves, but also crucial for countries to achieve their environmental and development goals. This requires in-depth analysis of relevant policies, market demand, technological innovation and other potential drivers to identify and optimize strategies and measures to promote the green transformation of enterprises in heavily polluting industries. In view of the fact that the current research on green transformation is limited to the macro level, such as industrial or regional green transformation, the green transformation of enterprises with obvious personalized characteristics is not paid enough attention to, and the research on green transformation mainly adopts linear empirical regression. Therefore, this paper innovatively proposes a TOE integrated theoretical framework to drive the green transformation path of enterprises in heavily polluting industries. In addition, fuzzy set qualitative comparative analysis method (fsQCA) was used to conduct configuration analysis of 27 listed enterprises in China's heavily polluting industries. On the one hand, the study of green transformation of micro-enterprises was supplemented, and on the other hand, the application of different empirical research methods in the study of green transformation was explored. The results show that: (1) the green transformation of enterprises in heavy polluting industries is the result of multiple factors; (2) The three paths can all promote the green transformation of enterprises in heavily polluting industries, namely, technology-driven green transformation, green innovation capacity-environment-driven green transformation and resource integration capacity-resource-driven green transformation, in which technological factors, especially green innovation capability, play an important role; (3) There is no symmetric relationship between the driving path of green transformation of low enterprises and green transformation of high enterprises; (4) Good green innovation ability is an indispensable condition for the green transformation of enterprises in heavily polluting industries. The conclusions of the study not only provide relevant suggestions for the formulation of environmental protection policies, but also provide practical experience for enterprises in heavy polluting industries to effectively realize green transformation.
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