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论文编号：	14118
作者编号：	1120191053
上传时间：	2023/6/11 20:07:34
中文题目：	党组织嵌入对民营企业全要素生产率的影响研究
英文题目：	Research on the Influence of Party Organization Embedding on the Total Factor Productivity of Private Enterprises
指导老师：	李莉
中文关键字：	党组织嵌入；全要素生产率；创新活跃度；代理成本；资源配置效率
英文关键字：	Party organization embedding; Total factor productivity; Innovation activity; Agency costs; Resource allocation efficiency
中文摘要：	经过连续几十年的高速发展，民营企业已成长为我国社会主义市场经济的重要参与主体，提高民营企业全要素生产率，促进民营企业高质量发展对推动我国经济结构转型升级，构建新发展格局至关重要。党中央对加强民营企业党建工作高度重视，中共中央办公厅专门出台《关于加强和改进非公有制企业党的建设工作的意见（试行）》对党组织在民营企业中的功能定位、领导体制和工作机制进行明确。依据《中国共产党章程》和《公司法》，符合要求的企业应根据中国共产党章程的规定在企业内部设立党的组织，开展党的活动，并为党组织的活动提供必要条件。在党中央的高度重视和号召下，越来越多的民营企业相继成立了党组织，截至2021年底已建立企业基层党组织153.2万个，基本实现应建尽建。 在如此覆盖率之下，党组织对民营企业的实际影响如何，是否有助于提升民营企业的全要素生产率？其具体作用机制是什么？“有形之手”和“无形之手”两个层面的因素在其中能起到怎样的调节作用？对这些问题进行回答有助于揭示党组织嵌入对民营企业全要素生产率的微观作用机制，实现加强党的建设与民营企业生产经营有机融合，提升民营企业发展质量，因此，具有重要的理论价值和现实意义。 本文基于党组织嵌入对企业行为和绩效影响的相关研究，以及企业全要素生产率的相关研究，以党组织嵌入与民营企业全要素生产率为研究对象，深入剖析党组织嵌入通过提升创新活跃度、降低代理成本和提高资源配置效率三条中介路径影响民营企业全要素生产率的微观作用机制。具体来看，党组织嵌入包含了是否存在党组织嵌入和党组织嵌入强度两个维度；理论分析以嵌入理论为基础，从结构嵌入、认知嵌入、文化嵌入和政治嵌入四个方面深入研究党组织嵌入的相关影响，再结合合法性理论、委托代理理论和资源配置理论等经典理论对党组织嵌入影响民营企业全要素生产率的作用机制展开具体分析。进一步，本文从制度环境的视角出发，从“有形之手”和“无形之手”两个层面分别探讨经济政策不确定性和法治环境对党组织嵌入影响民营企业全要素生产率的调节作用，以扩展研究的深度和广度。 本文共分为七章：第一章为引言部分，主要介绍本文的研究背景、理论意义、实践意义、结构安排、研究方法、技术路线和创新之处，并对本文的核心概念进行界定；第二章为文献综述部分，比较分析中西方政党制度的差异，介绍西方政党对企业行为和绩效的影响，从党组织嵌入影响企业行为和绩效的相关研究、企业全要素生产率的相关研究和党组织嵌入与企业全要素生产率的相关研究三方面进行理论文献综述，找出现有研究的不足之处，为本文的理论和实践创新奠定基础；第三章为制度背景和理论基础部分，对党组织参与公司治理的历史沿革进行梳理，以嵌入理论为基础，结合合法性理论、委托代理理论和资源配置理论构建党组织嵌入影响民营企业全要素生产率的分析框架，并探讨相关影响的内在机制；第四章为党组织嵌入对民营企业全要素生产率影响的实证分析部分，选择合适的变量测度党组织嵌入和民营企业全要素生产率两个核心概念，构建回归模型，收集整理相关数据进行实证分析，运用多种方法开展稳健性检验，并对相关结果进行异质性分析；第五章为党组织嵌入对民营企业全要素生产率作用机制的实证分析部分，运用实证方法验证创新活跃度、代理成本和资源配置效率三条中介路径的理论假设；第六章为制度背景下党组织嵌入对民营企业全要素生产率影响的实证分析部分，分别检验经济政策不确定性和法治环境对党组织嵌入影响民营企业全要素生产率的调节作用；第七章为结论与展望部分，在对全文进行总结的基础上，得出本文的研究结论，找出不足之处，提出政策建议，并对未来的研究进行展望。 本文主要采用了规范研究与实证研究相结合的研究方法，在规范研究中，对党组织嵌入和企业全要素生产率的相关文献进行了梳理，并以嵌入理论为基础，结合合法性理论、委托代理理论和资源配置理论构建了党组织嵌入影响民营企业全要素生产率的理论分析框架。在实证研究中，使用描述性统计、分类比较和多元回归等数量分析方法，对本文的研究假设进行验证。 本文经过研究得出以下主要结论：第一，党组织嵌入能够显著提高民营企业的全要素生产率，其作用效果因企业自身特性、企业所属行业和企业所处区域等的不同而有所差异。第二，党组织嵌入能够通过提高创新活跃度、降低代理成本和改善资源配置效率三条中介路径作用于民营企业全要素生产率，并对其产生积极影响。第三，在我国的制度环境下，经济政策不确定性和法治环境这两个因素分别对党组织嵌入与民营企业全要素生产率的关系具有调节作用。 本文的创新之处在于：第一，将党组织嵌入这一独具中国特色的企业经营模式与提升民营企业全要素生产率这一关乎民营企业发展质量的重要现实问题相结合，选题新颖，突出了中国化和实践性，具有重要的理论和现实意义。第二，以嵌入理论为基础，从结构嵌入、文化嵌入、认知嵌入和政治嵌入四个方面综合分析党组织嵌入的影响，再结合合法性理论、委托代理理论和资源配置理论构建了党组织嵌入影响民营企业全要素生产率的理论分析框架，揭示了党组织嵌入通过提升创新活跃度、降低代理成本和提高资源配置效率三条中介路径作用于民营企业全要素生产率的微观机制，实现了上述理论的跨学科融合和中国化运用，丰富了党组织嵌入影响民营企业全要素生产率的相关研究。第三，在制度环境下分别考察了经济政策不确定性和法治环境对党组织嵌入与民营企业全要素生产率关系的调节作用，从深度和广度拓展了党组织嵌入对民营企业全要素生产率影响的研究。第四，将党组织嵌入这一独具中国特色的企业经营模式引入到对企业全要素生产率影响的分析框架中，扩展了对企业全要素生产率的研究视角，丰富了相关研究。
英文摘要：	After decades of rapid development, private enterprises have grown into important participants in China's socialist market economy. Improving total factor productivity and promoting high-quality development of private enterprises are crucial for promoting the transformation and upgrading of China's economic structure and building a new development pattern. The Central Committee of the Communist Party of China attaches great importance to strengthening the party building work in private enterprises. The General Office of the Central Committee of the Communist Party of China has issued the "Opinions on Strengthening and Improving the Party Building Work in Non Public Enterprises (Trial)" to clarify the functional positioning, leadership system, and working mechanism of party organizations in private enterprises. According to the Articles of Association of the CPC and the Company Law, qualified enterprises should establish a party organization within the enterprise in accordance with the provisions of the Articles of Association of the CPC, carry out party activities, and provide necessary conditions for the activities of the party organization. Under the high attention and call of the Party Central Committee, more and more private enterprises have established party organizations one after another. As of the end of 2021, 1.532 million grassroots party organizations have been established in enterprises, basically achieving the goal of building all that should be built. Under such coverage, what is the actual impact of party organizations on private enterprises, and does it help to improve the total factor productivity of private enterprises? What is the specific mechanism of its action? What regulatory role can the factors at the levels of "tangible hand" and "intangible hand" play in it? Answering these questions helps to reveal the micro mechanism of the embedding of party organizations on the total factor productivity of private enterprises, achieve the organic integration of strengthening party building and private enterprise production and operation, and improve the quality of private enterprise development. Therefore, it has important theoretical value and practical significance. This paper is based on the relevant research on the impact of party organization embeddedness on corporate behavior and performance, as well as the related research on total factor productivity of enterprises. Taking party organization embeddedness and total factor productivity of private enterprises as the research object, it deeply analyzes the micro mechanism of the influence of party organization embeddedness on total factor productivity of private enterprises through three intermediary paths: improving innovation activity, reducing agency costs, and improving resource allocation efficiency. Specifically, party organization embeddedness includes two dimensions: whether there is party organization embeddedness and the strength of party organization embeddedness; Theoretical analysis is based on embeddedness theory, and delves into the relevant effects of party organization embeddedness from four aspects: structural embeddedness, cognitive embeddedness, cultural embeddedness, and political embeddedness. Then, combined with classic theories such as legitimacy theory, principal-agent theory, and resource allocation theory, a specific analysis is conducted on the mechanism by which party organization embeddedness affects the total factor productivity of private enterprises. Furthermore, from the perspective of institutional environment, this article explores the moderating effects of economic policy uncertainty and the rule of law environment on the total factor productivity of private enterprises under the influence of party organization embeddedness from the perspectives of "tangible hand" and "intangible hand", in order to expand the depth and breadth of the research. This paper is divided into seven chapters: The first chapter is the introduction, which mainly introduces the research background, theoretical significance, practical significance, structural arrangement, research methods, technical route, and innovation of this article, and defines the core concepts of this article; Chapter 2 is the literature review section, which compares and analyzes the differences in political party systems between China and the West, introduces the impact of Western political parties on corporate behavior and performance, and conducts a theoretical literature review from three aspects: research on the impact of party organization embeddedness on corporate behavior and performance, research on total factor productivity of enterprises, and research on party organization embeddedness and total factor productivity of enterprises, in order to identify the shortcomings of existing research, Laying the foundation for theoretical and practical innovation in this article; Chapter 3 is the institutional background and theoretical basis section, which sorts out the historical evolution of party organizations' participation in corporate governance. Based on embedding theory, combined with legitimacy theory, principal-agent theory, and resource allocation theory, it constructs an analytical framework for the impact of party organization embedding on total factor productivity of private enterprises, and explores the internal mechanisms of related impacts; The fourth chapter is the empirical analysis of the impact of party organization embeddedness on the total factor productivity of private enterprises. It selects appropriate variables to measure the two core concepts of party organization embeddedness and total factor productivity of private enterprises, builds regression models, collects and collates relevant data for empirical testing, uses multiple methods to carry out robustness testing, and analyzes the heterogeneity of relevant results; Chapter 5 is an empirical analysis of the mechanism of the embedding of party organizations on the total factor productivity of private enterprises. Empirical methods are used to verify the theoretical assumptions of the three intermediary paths of innovation activity, agency costs, and resource allocation efficiency; Chapter 6 is an empirical analysis of the impact of party organization embeddedness on the total factor productivity of private enterprises under the institutional background, examining the moderating effects of economic policy uncertainty and the rule of law environment on the impact of party organization embeddedness on the total factor productivity of private enterprises; Chapter 7 is the conclusion and outlook section. Based on the summary of the entire text, the research conclusions of this article are drawn, shortcomings are identified, policy recommendations are proposed, and future research is prospected. This paper mainly adopts a research method that combines normative research and empirical research. In normative research, relevant literature on party organization embeddedness and total factor productivity of enterprises is sorted out. Based on embeddedness theory, a theoretical analysis framework on the impact of party organization embeddedness on total factor productivity of private enterprises is constructed by combining legitimacy theory, principal-agent theory, and resource allocation theory. In empirical research, quantitative analysis methods such as descriptive statistics, categorical comparison, and multiple regression are used to validate the research hypotheses of this article. The main conclusions of this paper are as follows: firstly, the embedding of party organizations can significantly improve the total factor productivity of private enterprises, and its effectiveness varies depending on the characteristics of the enterprise itself, the industry to which the enterprise belongs, and the region in which the enterprise is located. Secondly, the embedding of party organizations can have a positive impact on the total factor productivity of private enterprises through three intermediary pathways: increasing innovation activity, reducing agency costs, and improving resource allocation efficiency. Thirdly, in China's institutional environment, economic policy uncertainty and the rule of law environment have moderating effects on the relationship between party organization embeddedness and total factor productivity of private enterprises, respectively. The innovation of this paper lies in: firstly, integrating the Party organization into this unique Chinese corporate operation model with the important practical issue of improving the total factor productivity of private enterprises, which is related to the development quality of private enterprises. The topic is novel, highlighting the sinicization and practicality, and has important theoretical and practical significance. Secondly, based on the embeddedness theory, the impact of party organization embeddedness is comprehensively analyzed from four aspects: structural embeddedness, cultural embeddedness, cognitive embeddedness, and political embeddedness. Combining legitimacy theory, principal-agent theory, and resource allocation theory, a theoretical analysis framework is constructed to analyze the impact of party organization embeddedness on total factor productivity of private enterprises, revealing that party organization embeddedness enhances innovation activity The three intermediary pathways of reducing agency costs and improving resource allocation efficiency act on the micro mechanism of total factor productivity of private enterprises, achieving interdisciplinary integration and sinicization of the above theories, and enriching relevant research on the impact of party organization embeddings on total factor productivity of private enterprises. Thirdly, the moderating effects of economic policy uncertainty and the rule of law environment on the relationship between party organization embeddedness and total factor productivity of private enterprises were examined in the institutional environment, and the research on the impact of party organization embeddedness on total factor productivity of private enterprises was expanded in depth and breadth. Fourthly, incorporating the Party organization into the unique Chinese corporate operation model into the analysis framework of the impact on total factor productivity of enterprises has expanded the research perspective on total factor productivity of enterprises and enriched relevant research.
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