联系我们

论文查询结果	返回搜索

论文编号：	10784
作者编号：	2120163071
上传时间：	2018/12/10 16:54:59
中文题目：	EB银行操作风险内部控制的研究
英文题目：	Research on Internal Control of Operational Risk Of EB Bank
指导老师：	王曼舒
中文关键字：	商业银行；操作风险；内部控制
英文关键字：	commercial banks; Operational risk; internal control
中文摘要：	当今银行业高速发展，银行业务越来越多样化，银行案件频发，人为操作引发的风险成为当今银行的主要风险。目前，我国商业银行也开始关注操作风险管理，并制定相应的内部控制体系。但国内商业银行在操作风险管理上仍存在诸多不足。 本文结合EB银行风险管理现状及相关案例，通过对银行工作人员及客户等访谈、分析对银行风险管理及内控管理提出相关建议。 本文共分6个章节：第一章引言。经由阐述选题的背景与意义，进一步表达阐述本文所选择的题目理论意义与实际应用意义。第二章 从相关理论回顾和文献综述。对银行操作风险的相关概念进行表述。第三章 EB银行内部控制问题及案例分析介绍，通过案例对其银行内部风险管理及内控管理进行分析。第四章 EB银行操作风险内部控制对策建议。通过对案例的分析，对EB银行的银行操作风控管理存在的问题进行更深层次的剖析，提出防范措施。第五章 EB银行操作风险内部控制体系优化方案的实施与保障。结合上述案例，及对EB银行操作风险内部控制提出的对策和建议，提出了对新措施实施的保障方案，及可行性保障发建议。第六章 本文的研究和展望。 本文通过对EB银行操作风险案例的分析，并结合该银行自身的风险管理情况，及主要问题。提出对EB银行的风险管理规程及银行内部控制制度改进建议，为今后银行风险防范开拓了思路。
英文摘要：	Today's banking industry is developing at a high speed, banking business is becoming more and more diversified, bank cases are frequent, and the risks caused by human operation have become the main risks of today's banks. At present, China's commercial banks have also begun to pay attention to operational risk management and formulate corresponding internal control systems. However, there are still many deficiencies in the operational risk management of domestic commercial banks. Based on the current situation of risk management of Everbright Bank and related cases, this paper puts forward relevant suggestions on bank risk management and internal control system through interviews with bank staff and customers. This article is divided into six chapters: The first chapter is introduction. By explaining the background and significance of the topic, the paper further expresses the theoretical and practical significance of the topic selected in this paper. The second chapter reviews the relevant theories and literature review. The related concepts of bank operational risk are described. The third chapter introduces Everbright Bank's internal control problems and case analysis, and analyzes its internal risk management and internal control system through the case. Chapter IV: Countermeasures and Suggestions on Operational Risk Internal Control System of Everbright Bank. Through the analysis of the case, this paper makes a deeper analysis of the problems existing in the bank operation wind control management of Everbright Bank and puts forward preventive measures. The fifth chapter is the implementation and guarantee of the optimization scheme of the internal control system of operational risk of Everbright Bank. Combined with the above cases and the countermeasures and suggestions for the internal control system of operational risk of Everbright Bank, the paper puts forward the guarantee scheme for the implementation of the new measures and the feasibility guarantee proposal. The sixth chapter is the research and prospect of this paper. Based on the analysis of the operational risk cases of Everbright Bank, this papercombines the bank's own risk management situation with the main problems. Put forward the risk management rules of Everbright Bank and suggestions for improving the bank's internal control system, which opens up new ideas for future bank risk prevention.
查看全文：	预览  下载(下载需要进行登录)