Capital Market Finance and Accounting,
Institutional Investor and Securities Market
Senior Visiting Scholar in Department of Accounting Aug,2014-Aug,2015
Columbia University, US
Ph.D. Accounting, Business School of Nankai University 2003-2006
Major in Capital Market Finance and Accounting
M.S. Accounting, Renmin University of China 1994-1997
Major in Accounting Theory and Methodology
B.S. Accounting, University of Tianjin Finance and Economy 1990-1994
Major in Accounting Theory
2014.8-2015.8, Senior Visiting Scholar in Department of Accounting, Columbia University, US
2006-Present, Accounting Department, Business School of Nankai University
“Best Paper Award”, the 18th International Symposium on Empirical Accounting Research in China, 2019.
“First prize for National Business Accounting Academic Papers”, Foreign Economic and Trade Accounting Association of the Ministry of Commerce of China, 2017
“Management accounting expert”, Tianjin Municipal Government, 2016
“Five kinds of excellent” (Theoretical) talents in Tianjin, Tianjin Municipal Government, 2015
“One Hundred Young Academic Leaders Program”, Nankai University, 2014
“New Century Outstanding Talents at Universities”, China Ministry of Education, 2012
“Outstanding Achievements in Social Sciences”, Tianjin Municipal Government, 2011, 2016 and 2018.
“Outstanding Paper Award”, Chinese Accounting Association, 2010.
“Research Excellence Award”, Nankai University, 2008, 2009, 2011, 2012, 2014, 2015, 2016, and 2017, 2019, 2022
“Research Excellence Award”, Center for Asian Studies, Nankai University, 2009 and 2010.
[1] Member of China Certified Public Accountant Association (CPA)
[2] Reviewer for Journal of Financial Stability(in English), Journal of Financial Research, Journal of China Accounting and Finance Review, Journal of Nankai Business Review
English
1. “Do Investors Turn a Blind Eye to Risk-Factor Disclosures by State-Controlled Firms?” (with F. Chen and M. Zhao), Journal of Accounting and Public Policy, Vol 41, Jan, 2022
2. “Does Risk Factor Disclosure Really Help Analysts?” (with Y. Ke and M. Zhao), Asia-Pacific Journal of Accounting & Economics, Jun, 2020
3. “Government intervention and institutional trading strategy: Evidence from a transition country” (with R. Yang, Z. Liu, and I. Hasan), Global Finance Journal, 2013, Vol 24 (1):44–68.
4. “Taking away the voting powers from controlling shareholders: Evidence from the Chinese securities market” (with L. Xu and Z. Liu), Journal of International Financial Management and Accounting 21, 2010: 187-219.
Chinese
Refereed journals (By the order of importance)
1. “Chinese Styled Risk Disclosure, Disclosure Level and the Market Reaction” (with M. Zhao), Economic Research Journal (ranked as the No.1 business and economics research journal in China), July 2016.
2. “Are Chinese mutual fund investments pursuing value?” (with Z. Liu and E. Xiang), Economic Research Journal (ranked as the No.1 business and economics research journal in China), December 2011.
3. “The conflicts between minority and controlling shareholders, additional voting rights, and investor protection” (with Z. Liu), Management World (ranked as the No. 2 business and economics research journal in China), March 2011.
4. “Volatile markets, institutional investors, and market stability” (with Z. Liu), Management World (ranked as the No. 2 business and economics research journal in China), August 2008.
5. “Sino-US Trade Litigation, R&D Investment and Technological Innovation” (with Y. Ling and Y. Li), Journal of Nankai Business Review, forthcoming.
6. “Technology M&A, Market Reaction and Innovation Output” (with Y. Xu and Y. Ling), Journal of Nankai Business Review, June 2022.
7. “R&D Narrative Disclosure: Is Talk More Really Useless? – Textual Analysis Based on Analyst Forecast” (with Y. Li), Accounting Research, February 2020.
8. “The Signal Transmission of Insiders’ Selling” (with M. Zhao and Y. Feng), Finance Research, October 2016.
9. “Do institutions have monitoring effects?” (with Z. Liu), Journal of Financial Research, June 2009.
10. “Reforms of non-tradable shares, institutional investor and investor protection” (with Z. Liu and J. Wang), Journal of Financial Research, November 2007.
11. “Survey and analyses of financial controls at Chinese enterprise groups” (with Z. Liu and G. Li), Accounting Research, August 2007.
12. “Executives of Central Enterprises，Monetary Compensation and Corporate Performance”(with Z. Liu and C. Feng), Journal of Nankai Business Review, December, 2013.
13. “Do star mutual funds have star effects?” (with X. Gao), Journal of Finance and Economics, June 2013.
14. “Quantitative analyses of the pressure of mutual fund investments on stock markets” (with Z. Liu and E. Xiang), Shanghai Journal of Finance, June 2012.
15. “Market examination of mutual fund investment behavior” (with Z. Liu), Journal of Shanxi University of Finance and Economics, November 2007.
16. “Retrospect of the historical development of mutual funds in the U.S.” (with Z. Liu), Journal of Productivity Research, November 2007.
17. “The effects of mutual fund investments on stock pricing efficiency” (with Z. Liu), Chinese Journal of Accounting Research and Education, January 2006.
18. “Institutional investor diversification in Chinese stock markets: From the perspectives of mutual fund investments” (with Z. Liu), Shanghai Journal of Finance, December 2005.
19. “Empirical findings from mutual fund research: What do we learn and what do we do with it?” (with Z. Liu), China Accounting Review, February 2005.
20. “The redemption puzzle of open-end funds: Empirical evidence from Chinese capital markets” (with Z. Liu), Journal of Securities Markets, February 2005.
21. “Empirical analyses of the redemption behavior of open-end funds in China” (with Z. Liu), Journal of Economic Science, May 2004.
[1] 2008, National Natural Science Foundation of China funded project, Securities Investment Fund Behavior and Market Stability under Different Market Condition (PI)
[2] 2006, National Natural Science Foundation of China funded project “Fund Investment, Voting Right Exercise And Investor Protection (Collaborator)
[3] 2003, Ministry of Finance Accounting Research Project, The Design and Efficiency Evaluation of Enterprise Groups’ Financial Control System (Collaborator)
Undergraduate: Management Accounting, Financial Accounting
Master: Specialized English, Senior Management Accounting